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Corporate Compliance Paralegal

VIRGINIA BCH-23456, VA, US
11/26/2019

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Required Skills

PowerPoint, Excel

Company

Infinity Consulting Solutions, Inc

Experience

5 to 7 Year(s)

Job Description

Corporate Compliance Paralegal

Scope of the Position:

Direct support of the Chief Risk & Compliance Officer and the Director of Corporate Compliance with compliance management; business entity governance and recordkeeping; and implementing these governance and compliance requirements.

Position Accountabilities

Compliance & Regulation

Research federal and state business and financial services law and translate their requirements into operations and workflows.

Support state mortgage lender licensing by providing analysis of state law(s).

Track and analyze federal and state legislative and regulatory changes that affect our companies, and
proactively incorporate the changes into our operations

Ensure products, systems, and procedures comply with all regulatory requirements, develop employee
training programs, and maintain up to date compliance training records.

Develop, maintain, and update compliance databases.

Prepare regulatory filings and respond to regulatory inquiries and examinations.

Detect, remedy, and prevent compliance deficiencies and regulatory risks.

Client the legal and compliance groundwork for expansion into new markets.

Review marketing materials for adequate disclosure, accuracy, and compliance.

Draft reports on compliance-related projects, including presentations for board of directors’ meetings, financial compliance policies, and investigations

Governance/Administration

Assist with draft preparation and review of contracts, management of contract life cycle

State annual reports and other corporate filings required to maintain corporate good standing in the
companies’ jurisdictions.

State corporate and LLC laws (specifically Virginia, Delaware, and North Carolina).

Federal, state, and local business licenses and permits.

Due diligence work for mergers and acquisitions, and asset transactions.

Position Qualifications:

Education & Experience

Degree from an approved US paralegal training institution, or an equivalent combination of education and corporate or law firm legal experience.

This position requires a minimum of 5 years’ experience as a corporate paralegal either in a corporate
legal department, a commercial US law firm, or a financial services regulatory body.

Regulatory and compliance experience in a financial institution doing business in multiple states is an advantage.

Strong research capabilities using LexisNexis, Westlaw, and other legal research platforms and resources.

Advanced knowledge of Excel, Word, PowerPoint, Visio, Outlook and other such tools.